Klein & Associates

COURT FILINGS:

1. Lawsuit by the SEC, Appointment of Receiver

• 11.30.2015 Trial Judgment Entered Against Wayne Palmer
• 10.28.2015 No Defense Declaration – Wayne Palmer Trial
• 2.24.2015 Scheduling Order – Wayne Palmer Trial
• 08.20.2014 Stipulated Motion to Continue Dates for Submission of Pretrial Order and Trial
• 06.24.2014 SEC Motion to Postpone Summary Judgment
• 06.24.2014 Order to Postpone Summary Judgment
• 04.25.2014 APS Receiver FAQ
• 03.12.2014 Wayne Palmer Reply in Support of Renewed Motion to Stay Proceedings
• 02.28.2014 SEC Memo in Opposition to Wayne Palmer Motion to Stay Proceedings

2. Settlement Agreements

• 11.16.2015 Motion for Approval of Settlement Agreement with Katy Athay
• 10.19.2015 Fifteenth Motion for Approval of Settlement Agreements
• 9.1.2015 Order Granting Receiver’s Fourteenth Motion Seeking Approval of Settlement Agreements
• 8.24.2015 Fourteenth Motion for Approval of Settlement Agreements
• 7.9.2015 Order Granting Receiver’s Thirteenth Motion Seeking Approval of Settlement Agreements
• 7.7.2015 Thirteenth Motion for Approval of Settlement Agreements
• 5.14.2015 Order Granting Receiver’s Motion Seeking Approval of Revised Settlement Agreement – Larsen
• 3.5.2015 Order Approving Receiver’s Twelfth Motion Seeking Settlement Agreements
• 3.2.2015 Receiver’s Twelfth Motion Seeking Settlement Agreements
• 12.29.2014 Eleventh Settlement Order Filed
• 12.23.2014 Eleventh Motion Seeking Settlement
• 10.01.2014 Order Approving Tenth Motion Seeking Settlement Agreement
• 09.26.2014 Receivers Tenth Motion Seeking Settlement Agreement
• 09.02.2014 Order Granting Receiver’s Ninth Motion Seeking Settlement Approval
• 08.28.2014 Receiver’s Ninth Motion Seeking Settlement Agreement
• 08.19.2014 Kirk Settlement Order
• 08.18.2014 Kirk Settlement Motion
• 07.28.2014 Motion Approving Larsen Settlement
• 06.16.2014 Order Granting Eight Settlement Agreements
• 06.09.2014 Motion of Eight Settlements
• 03.14.2014 Order Approving Seven Settlements
• 03.10.2014 Motion Requesting Approval of Seven Settlement Agreements
• 02.28.2014 Order Approving American West Bank Agreement
• 01.23.2014 Riverbend Settlement Approval Order
• 01.06.2014 Order Granting Sixth Settlement Motion
• 01.04.2014 Sixth Motion for Settlement Agreements

3. Litigation by Receiver

• 12.23.2015 Order to Show Cause – Victor Wagner
• 12.7.2015 Revised Judgment – Terry Stallman
• 10.20.2015 Summary Judgment – Lovato
• 10.9.2015 Summary Judgment – Terry Stallman
• 9.18.2015 Summary Judgment – Sawtell Capital
• 9.1.2015 Default Judgment – Harvest Time ABI
• 8.31.2015 Motion for Summary Judgment – Lisa Shah ABI
• 8.20.2015 Bankruptcy Petition Dismissed – Christy Palmer
• 8.10.2015 Summary Judgment – Carol Slaughter
• 7.31.2015 Summary Judgment – Harley Fabrizius
• 7.28.2015 Summary Judgment – Edda Nelson
• 7.22.2015 Summary Judgment – Blakeslee
• 7.14.2015 Order Denying Defendant’s Motion for Summary Judgment – Terry Stallman
• 7.10.2015 Default Judgment – Mattie Small ABI
• 7.8.2015 Default Judgment Vetco ABI
• 7.2.2015 Summary Judgment – Andreasen
• 6.24.2015 Summary Judgment – Sawtell Capital and Estate of Michael Memmott
• 6.18.2015 Summary Judgment – Analee McDonald
• 6.11.2015 Default Judgment – Cynthia Holgate-Johnson ABI
• 6.11.2015 Default Judgment – Karan Henderson ABI
• 6.11.2015 Default Judgment – Kristen Spinola ABI
• 6.11.2015 Default Judgment – Willie Henderson ABI
• 6.11.2015 Default Judgment – Jenny Adamson ABI
• 5.11.2015 Summary Judgment Order – Chung
• 5.11.2015 ABI Lawsuit Amended
• 5.4.2015 Default Judgment – Lawrence Lloyd
• 5.1.2015 Default Judgment – Laurie and Michael Vertner ABI
• 5.1.2015 Default Judgment – Jeffrey Todd Heaton ABI
• 5.1.2015 Default Judgment – Larry Adams ABI
• 5.1.2015 Default Judgment – Kimberly Brasher ABI
• 5.1.2015 Default Judgment – Jaqueline and Stephen Christensen ABI
• 5.1.2015 Default Judgment – Ronald Crossman ABI
• 5.1.2015 Default Judgment – Lila Frandsen ABI
• 5.1.2015 Default Judgment – Kristine Olson ABI
• 5.1.2015 Default Judgment – MaryLou Williams ABI
• 4.29.2015 Default Judgment – David Maddock ABI
• 4.29.2015 Default Judgment – Jane Lash ABI
• 4.29.2015 Default Judgment – Kurt Brooks ABI
• 4.29.2015 Motion for Partial Summary Judgment – Innovative, Sawtell
• 4.17.2015 Motion for Summary Judgment – JPS-MKS Partners, Ltd
• 4.17.2015 Motion for Summary Judgment – LaValley
• 4.17.2015 Motion for Summary Judgment – Wirtala
• 4.17.2015 Motion for Summary Judgment – Witkamp
• 4.17.2015 Motion for Summary Judgment – Sano Investment Group
• 4.17.2015 Motion for Summary Judgment – Bawden
• 4.17.2015 Motion for Summary Judgment – Myer
• 4.14.2015 Default Judgment – Mark Flynn
• 3.31.2015 Motion for Summary Judgment – Lovato
• 3.30.2015 Default Judgment – Robert Sher
• 3.24.2015 Lawsuit Filed – Barton
• 3.20.2015 Order to Compel Discovery – Terry Stallman
• 3.19.2015 Default Judgment – Jeff Baclet
• 2.20.2015 Default Judgment – Robert Licciardo ABI
• 2.20.2015 Default Judgment – Javier Del Carpio ABI
• 2.20.2015 Default Judgment – Paul Martin ABI
• 2.20.2015 Default Judgment – Summer Froehlich ABI
• 2.20.2015 Default Judgment – Mark Cardone ABI
• 2.20.2015 Default Judgment – Jon Baird ABI
• 2.20.2015 Default Judgment – Lisa Cardone ABI
• 2.20.2015 Default Judgment – Julie Palmer ABI
• 2.20.2015 Default Judgment – Sheldon Heaton ABI
• 2.20.2015 Default Judgment – Leslie Proffit ABI
• 2.20.2015 Default Judgment – Audrey Licciardo ABI
• 2.20.2015 Default Judgment – National Note of Southern California ABI
• 2.20.2015 Default Judgment – Susan Loring ABI
• 2.20.2015 Default Judgment – H Coleman Scheuller ABI
• 2.20.2015 Default Judgment – Dan Maddock ABI
• 2.20.2015 Default Judgment – Chad Palmer ABI
• 2.17.2015 ABI Lawsuit Consolidation Order
• 2.3.2015 Default Judgment – Ethan Wilson ABI
• 1.28.2015 Default Judgment – Roxanne Wilson ABI
• 1.23.2015 Default Judgment – Vetco ABI
• 1.23.2015 Default Judgment – Holgate ABI
• 1.21.2015 Default Judgment – Tor Meier ABI
• 1.21.2015 Default Judgment – Rlene Hogan ABI
• 1.21.2015 Default Judgment – Pauline Moss ABI
• 1.21.2015 Default Judgment – Jamie Heaton
• 1.21.2015 Default Judgment – James Moss ABI
• 1.21.2015 Default Judgment – Cherry Redd ABI
• 1.9.2015 Default Judgment – Aaron Olsen
• 1.5.2015 Default Judgment – David Flynn ABI
• 12.31.2014 Nelson Motion for Summary Judgment
• 12.31.2014 McCool Motion for Summary Judgment
• 12.31.2014 Hong Motion for Summary Judgment
• 12.31.2014 Corbett Motion for Summary Judgment
• 12.31.2014 Andreason Motion for Summary Judgment
• 12.18.2014 Peiris, Ralph Default Judgment
• 12.19.2014 ABI Default Redd
• 12.19.2014 ABI Default Su
• 11.26.2014 Secure American Gold Exchange Complaint
• 11.17.2014 VanCampen Order to Show Cause
• 10.20.2014 APS Receiver Liquidation Plan Comments
• 10.21.2014 APS Receiver Liquidation Comment Exhibits
• 10.10.2014 Motion to Amend KeyBank Complaint
• 10.02.2014 Order to Compel Key Bank Discovery
• 09.25.2014 Motion Granting VanCampen Order to Show Cause
• 09.22.2014 VanCampen Order to Show Cause
• 9.2.2014 Default Judgment – Colt West Perrin
• 08.22.2014 ABI Lawsuit
• 08.22.2014 ABI Lawsuit Defendant Property List
• 8.6.2014 Default Judgment – Barbara Hoaglin
• 07.25.2014 Schutte Default Judgment
• 7.11.2014 Default Judgment – Jim Sandberg
• 07.09.2014 McKenna Default Judgment
• 7.7.2014 Default Judgment – Thomas Schultz
• 07.07.2014 Scholle Order to Show Cause
• 7.2.2014 Default Judgment – Sherman and Carla Mehlhoff ABI
• 07.02.2014 Innovative Sawtell Amended Complaint
• 07.02.2014 Receivers Motion for Order to Show Cause Scholle Contempt
• 06.30.2014 Johnson Complaint
• 05.30.2014 Receiver’s Motion SeekingTurnover
• 05.14.2014 Eaton Memorandum Decision and Order
• 04.23.2014 Turpin Complaint
• 4.3.2014 Default Judgment – Harry and Helen Cousins
• 03.14.2014 Doug Wells Default Judgment

4. Intervention Litigation

• 3.4.2015 Order Denying Motion to Unfreeze Assets of Wayne Palmer
• 1.23.2015 Receiver’s Response to Wayne Palmer’s Motion to Unfreeze Assets
• 1.23.2015 SEC’s Opposition to Wayne Palmer’s Motion to Unfreeze Assets
• 1.6.2015 Motion to Unfreeze Assets of Wayne Palmer
• 08.25.2014 Thoresen Dismissal Notice
• 07.21.2014 Thoresen Lawsuit Against Receiver
• 08.04.2014 Toone Consolidation Order
• 06.09.2014 Receiver’s Response to Case Consolidation
• 02.19.2014 Order Denying Harward Request to Reconsider to Intervene
• 02.18.2014 Wayne Palmer Motion to Stay Proceedings
• 01.23.2014 Motion to Stay Civil Proceeding
• 01.13.2014 Receiver Opposition to Harward Motion to Reconsider

5. Receiver Status Reports

• 12.4.2015 Receiver’s Thirteenth Status Report
• 8.5.2015 Receiver’s Twelfth Status Report
• 6.19.2015 Receiver’s Eleventh Status Report
• 2.26.2014 Receiver’s Tenth Status Report
• 11.11.2014 Receiver’s Ninth Report
• 07.25.2014 Receiver’s Eighth Status Report
• 04.24.2014 Receiver’s Seventh Status Report
• 04.24.2014 Seventh Report Exhibit
• 02.04.2014 Receiver’s Sixth Status Report
• 02.04.2014 Sixth Report Exhibit A
• 02.04.2014 Sixth Report Exhibit B
• 02.04.2014 Sixth Report Exhibit C

6. Property Sales/Objections

• 12.31.2015 Motion for Sale of Property – Five Toquerville Lots
• 12.16.2015 Order Approving Publication of Notice – Almond Heights Lots 19 and 20
• 12.15.2015 Motion for Sale of Property – Almond Heights Lots 19 and 20
• 11.20.2015 Order Approving Publication of Notice and Order Approving Sale at Auction – Ogden Office Building
• 11.19.2015 Amended Motion for Sale of Property – Ogden Office Building
• 11.4.2015 Motion for Sale of Property – Ogden Office Building
• 11.4.2015 Declaration in Support of Motion – Ogden Office Building
• 9.30.2015 Notice of Public Sale Results – Lot 3 Block 1
• 9.1.2015 Order Approving Sale of Property – Almond Heights Lots 23 and 24
• 8.17.2015 Order Approving Publication of Notice and Order Approving Sale at Auction – Lot 3 Block 1
• 8.14.2015 Order Approving Sale of Property – Almond Heights Lot F
• 8.14.2015 Motion for Sale of Property – Lot 3 Block 1
• 7.21.2015 Motion for Sale of Property – Almond Heights Lots 23 and 24
• 7.9.2015 Order Approving Publication of Notice – Almond Heights Lot F
• 7.7.2015 Motion for Sale of Property – Almond Heights Lot F
• 5.18.2015 Order Approving Sale of Property – Almond Heights Lot 25
• 4.15.2015 Order Approving Publication of Notice – Almond Heights Lot 25
• 4.14.2015 Motion for Sale of Property – Almond Heights Lot 25
• 4.13.2015 Motion Seeking Approval to Conduct Due Diligence – Expressway Land
• 4.13.2015 Declaration in Support of Motion – Expressway Land
• 4.1.2015 Receiver’s Notice of Public Sale Results – Lot 2 Block 2
• 3.31.2015 Receiver’s Notice of Public Sale Results – Second Replat, Lot 5 Block 1
• 3.31.2015 Receiver’s Notice of Public Sale Results – Lot 5 Block 1
• 3.31.2015 Receiver’s Notice of Public Sale Results – Lot 2 Block 1
• 3.25.2015 Order Granting Receiver’s Motion to Sell Almond Heights Lot #10
• 2.17.2015 Order Approving Publication of Notice – Almond Heights Lot 10
• 2.11.2015 Motion for Sale of Property – Almond Heights Lot 10
• 2.9.2015 Order Approving Publication of Notice and Order Approving Sale at Auction – Second Replat, Lot 5 Block 1
• 2.5.2015 Motion for Sale of Property – Second Replat, Lot 5 Block 1
• 1.9.2015 Order Approving Publication of Notice and Order Approving Sale at Auction – Lot 5 Block 1
• 1.9.2015 Order Approving Publication of Notice – Lot 2 Block 2
• 1.9.2015 Order Approving Publication of Notice – Lot 2 Block 1
• 1.9.2015 Auction Procedures and Order Approving Sale at Auction – Lot 2 Block 2
• 1.8.2015 Order Approving Sale at Auction – Lot 2 Block 1
• 1.7.2015 Motion for Sale of Property – Lot 5 Block 1
• 1.7.2015 Declaration in Support of Motion – Lot 5 Block 1
• 1.7.2015 Auction Procedures – Lot 5 Block 1
• 12.19.2014 Motion for Wayne Palmer Home Abandonment
• 12.04.2014 Order Approving Almond Height Sale
• 11.18.2014 Minnesota Property Auction
• 11.07.2014 Motion and Memo in Support of Public sale of MN property
• 11.07.2014 Receiver’s Declaration in Support of Sale of MN Property
• 11.07.2014 Auction Procedures for MN property
• 11.06.2014 Motion Seeking Authorization to Sell Hawthorne Lot
• 11.07.2014 Supplement to Receivers Motion Seeking Sale of Almond Heights Lots
• 11.03.2014 Motion to Sell Almond Height Lots
• 10.01.2014 Motion to Appoint Almond Heights Appraiser
• 09.30.2014 Motion Seeking Authority to Sell Middleton home
• 09.24.2014 Chase Motion to Foreclose
• 08.28.2014 Kanab Order Approving Sale
• 08.13.2014 Kanab Motion Seeking Sale
• 08.12.2014 Kanab Appraiser Order
• 08.12.2014 Order Approving Kanab Publication
• 07.09.2014 Order Approving Autumn Ridge Property Sale
• 07.01.2014 Order Approving Autumn Ridge Lot 2 Sale
• 06.26.2014 Receiver’s Motion to Sell Riverbend Lot 6
• 06.16.2014 Order Granting Autumn Ridge 16 & 39 Publication
• 06.11.2014 Motion to Sell Autumn Ridge 16 & 39
• 05.13.2014 Order Approving Publication Autumn Ridge Lot 2
• 05.09.2014 Motion Appoint Expert Lone Peak
• 05.02.2014 Motion to Sell Autumn Ridge Lot 2
• 04.28.2014 Order Granting Motion to Sell Autumn Ridge lot 3
• 04.14.2014 Order Appointing Middleton Homes Appraisers
• 04.04.2014 Motion to Appoint Appraisers for Middleton Homes
• 03.28.2014 Motion in Support of Order Approving Publication Notice of Autumn Ridge 3 Sale
• 03.28.2014 Motion to Appoint Elkhorn Appraiser
• 03.26.2014 Motion to Sell Autumn Ridge property

7. Other Information and Communications

• 4.17.2015 Order Releasing Real Estate Account Funds
• 3.11.2015 Motion Seeking Release of Real Estate Account Funds
• 3.9.2015 SEC Administrative Decision for Julie Palmer
• 1.30.2015 Order Granting Receiver’s Motion to Abandon Wayne Palmer’s Home
• 1.29.2015 Status Report for ABI Release Litigation
• 1.26.2015 Receiver’s Report on Excess Net Sales Proceeds Available
• 12.17.2014 APS Receiver Liquidation Plan Comments Filed October 2014
• 11.13.2014 Intervention Order for Chase Intervention on Wayne Palmer property forclosure
• 02.12.2014 Financial Report
• 02.12.2014 Financial Report Exhibits
• 02.12.2014 Financial Report Appendix and Exhibits
• 07.16.2014 Lone Peak Report on NNU Insolvency
• 04.24.2014 Order Appointing American Pension Services Receiver
• 04.24.2014 American Pension Services SEC Complaint
• 04.22.2014 Wayne Palmer Counsel Motion to Withdraw

8. Fee Application

• 12.21.2015 Receiver’s Sixth Fee Application
• 11.12.2015 Order Approving Fifth Fee Application
• 9.21.2015 Order Approving Lone Peak Fee Application
• 9.10.2015 Lone Peak Fee Application
• 9.1.2015 Order Approving Fourth Fee Application
• 6.19.2015 Receiver’s Fourth Fee Application
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit A-1
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit A-2
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit B-1
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit B2-A
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit B2-B
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit B2-C
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit B2-D
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit B2-E Part 1
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit B-2E Part 2
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit C1
• 6.19.2015 Receiver’s Fourth Fee Application – Exhibit C2
• 3.31.2015 Order Approving Fee Application for Counsel
• 2.26.2015 MC2B Fee Application
• 12.04.2014 Order Approving Third Fee Application
• 10.15.2014 Receiver’s Third Fee Application
• 07.09.2014 Order Approving Fee Application
• 04.17.2014 Receiver’s Second Fee Application

9. Claims Process

• 11.10.2015 Certificate of Service of Bar Date Notice
• 9.1.2015 Order Approving Claims Process and Claim Forms
• 6.23.2015 Amended Motion Seeking Approval of Proposed Claim Procedures
• 2.27.2015 Motion Seeking Approval of Proposed Claim Procedures

10. Criminal Proceedings

• 8.19.2015 Criminal Indictment – Wayne Palmer and Julieann Palmer Martin